Institutional Compliance Committees
Role
The Auburn University Institutional Compliance Committee and the AUM Institutional Compliance Committee (ICC) support Auburn University in providing broad oversight of university-related regulatory issues.
Responsibilities
The ICCs:
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Provide guidance and input on the development of a comprehensive compliance program.
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Identify and discusses compliance related topics that could affect the university.
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Promote compliance within the members’ respective units and throughout the university.
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Aid in the identification of compliance risks where exposures may not be fully addressed.
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Assist in the identification of compliance-related educational needs.
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Identify policy and procedure needs related to diverse regulatory requirements.
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Develop, implement, and improve compliance program within the members’ respective units, based on best practices delineated in the U.S. Federal Sentencing Guidelines.
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Encourage open communication among campus compliance units and senior university leadership.
Membership
The membership of the ICCs are appointed by the AVP, Audit, Compliance & Privacy. The AVP serves as the ICC Chair. Current membership:
| AU INSTITUTIONAL COMPLIANCE COMMITTEE | |
|---|---|
| Name | Representing |
| Allan, Aria | Equal Opportunity Compliance |
| Battye, Karen | Office of the Registrar (FERPA Officer) |
| Cox, Lady | Student Affairs |
| Douglas, Amy | Controller |
| Forehand, Scott | HIPAA Privacy Officer |
| Gottesman, Robert | Institutional Compliance & Privacy |
| Johnson, Niki | Research |
| Kennedy, Missty | Procurement & Business Services |
| Stewart, Clarence | Public Safety |
| Mason, Jennifer | International Programs |
| McCallister, Susan | Campus Safety Compliance |
| McCormick, Karla | Human Resources |
| McGill, Traci | Internal Audit |
| Miaoulis, William | Office of the CIO |
| Novara, Tony | Research Security Compliance |
| O’Gwynn, Chris | Risk Management & Safety |
| Roberts, Kristin | Institutional Compliance |
| Robinson, Kevin | Institutional Compliance & Security |
| Taylor, Andrew | Academic Compliance |
| Tye, Milly | Research Integrity |
| White, Kim | Youth Protection Programs |
| White, Maran | Office of the General Counsel |
| Whitehead, Jeff | Athletics |
| AUM INSTITUTIONAL COMPLIANCE COMMITTEE | |
| Name | Representing |
| Barlow, Ben | Campus Services |
| Duenas, Gilbert | Faculty Representative |
| Dupree, Tonya | AA/EEO/Title IX/ADA |
| Forehand, Scott | HIPAA Privacy Officer |
| Gottesman, Robert | Institutional Compliance & Privacy |
| Louder, Tracy | Sponsored Programs |
| Mense, Tobias | Office of the CIO |
| Mitchell, Brenda | Public Safety |
| Pande, Sameer | Student Affairs |
| Perry, Beau | Asst. VC and Controller |
| Ragland, Matt | Graduate Studies |
| Roberts, Kristin | Institutional Compliance |
| Robinson, Kevin | Institutional Compliance & Security |
| McGill, Traci | Internal Audit |
| Maas, Erik | Athletics |
| Meadows, Leslie | Human Resources |
| Sport, Morgan (or) White, Maran |
Office of the General Counsel |
| Taneja. Ayush | International Programs |
| Washington, Sheila | Office of the Registrar (FERPA Officer) |
| White, Christopher | Financial & Administrative Services |
| White, Kim | Youth Protection Programs |
Meetings
The ICCs will meet at the discretion of the Chair.
